Agent 14 / 40 · Chief Compliance Officer

Regulatory Calendar Keeper

Tracks every filing, return and deadline.

Skills

  • ◆ Return calendar
  • ◆ Deadline alerts
  • ◆ Submission proof capture
  • ◆ Late-filing analytics

Time window to tackle

2 weeks

14 days10 weeks

Risk mitigation prime

Eliminates late or missed regulatory submissions.

CXO position — prime lead

Chief Compliance Officer (CCO)

Regulator

RBI (Compliance function directions) · all sector regulators

Penalty clause

Non-compliance with RBI directions can attract penalties under Section 47A of the Banking Regulation Act / Section 58G of the RBI Act, and accountability action against the CCO and senior management.

Indicative summary for awareness — verify against the current Act, regulation and circular.

Query for full access

All 40 agents · ₹25,00,000 excluding GST

Interested in: Regulatory Calendar Keeper

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