Agent 27 / 40 · SEBI · Capital Markets
Insider Trading (PIT) Guard
Monitors trading windows and designated persons.
Skills
- ◆ Designated person register
- ◆ Trading window control
- ◆ Pre-clearance workflow
- ◆ Structured digital database
Time window to tackle
3 weeks
14 days10 weeks
Risk mitigation prime
Prevents insider trading violations.
CXO position — prime lead
Company Secretary & Compliance Officer
Regulator
SEBI (LODR, PIT Regulations)
Penalty clause
SEBI may levy penalties under Sections 15A and 15G of the SEBI Act for disclosure and insider-trading breaches, and stock exchanges impose daily fines for LODR non-compliance.
Indicative summary for awareness — verify against the current Act, regulation and circular.